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SEC

SEC Defense Lawyer: 5 Things To Know Before You Hire

Lawyer

The SEC, or the Securities and Exchange Commission, is a government agency created to regulate companies that trade securities on the stock market. The purpose of the SEC is to protect investors who might be taken advantage of by powerful corporations or individuals in positions of power. If you are an individual who has been accused of securities fraud and ...

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SEC Charges Santa Clarita Investment Firm For Defrauding Clients

Criterion Wealth Management SEC

The Securities and Exchange Commission (SEC) charged a Santa Clarita investment firm for allegedly defrauding their clients, officials said Tuesday. Criterion Wealth Management Insurance Services, Inc., an investment advisory firm, and co-owners Robert Gravette and Mark MacArthur, are accused of breaching their fiduciary duty and defrauding their advisory clients by failing to disclose significant financial conflicts of interest when recommending ...

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Road Closures Expected In Santa Clarita Through March

Road Closures Expected In Santa Clarita Through March

Motorists near Bouquet Canyon Road and Rye Canyon Road may experience delays through March because of temporary road closures due to the installation of new lights and marker balls along roads in the area. Don’t miss a thing. Get breaking KHTS Santa Clarita News Alerts delivered right to your inbox. Southern California Edison began installing the lights Monday, and the work is ...

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